Trade Processing: Reporting

Trade Processing: Reporting

Intuition Publishing Pty Ltd
Updated Sep 25, 2020

A report is an account which provides information, obtained through investigation and/or system data interrogation, and is published for the benefit of others. Numerous reports are created by people in trade processing teams for traders, operations staff and operations managers. Here we explain what makes an effective report, in addition to the types of key management reports and error reports. The internal reporting requirements under Sarbanes-Oxley (SOX) and the external reporting required under the different regulatory standards are explored.