Interactive

CPD Certified - Core Firms - SMCR for Senior Managers 2020/21 (0.75 points)

RQC Group

Updated Mar 04, 2021

This course details the requirements of SMCR as it applies to Senior Managers, including the Senior Managers Regime, the Certification Regime and the Conduct Rules. It will give any Senior Manager the tools they need to understand their obligations and personal liability.

In addition to Senior Managers this course is also suitable for:

Individuals reporting to Senior Managers
Project managers and administrators

This course can be applied as both an ‘introductory’ course and a ‘refresher’ course.

Compliance

This course is worth 0.75 CPD points

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CPD Certified - UK Credit Unions - SMCR for Senior Managers 2020/21 (0.75 points)Interactive ⋅ 45 mins

CPD Certified - UK Branches of non-EEA Banks - SMCR for Senior Managers 2020/21 (0.75 points)Interactive ⋅ 45 mins

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RQC Group

RQC Group is an industry-leading financial compliance consultancy with extensive expertise across the UK and the USA. With offices in London and New York, RQC Group specializes in FCA, SEC and CFTC/NFA Compliance Consulting, Regulatory Hosting and e-Learning, servicing clients with AUM in excess of $580 billion. Their industry-leading e-Learning courses deliver engaging solutions across the topics of Senior Managers and Certification Regime (SMCR), FCA Compliance, Anti-Money Laundering, Market Abuse, UK Cyber Security, SEC Compliance and US Cyber Security. All of their UK e-Learning course are CPD-accredited.