Log in
Log inBook a demo

Conflict of Interest training for South Africa

COURSE

Conflict of Interest training for South Africa

COURSE

One of the annual training obligations for any financial services company under FAIS is the "Conflict of Interest" training.

Today more than ever a conflict of interest can leave a company at the risk of penalties and with a real danger of loss of reputation.

This course will help employees identify a conflict of interest and help managers deal with the situations that may arrive.

Contact Gail at 0832003547 or email at [email protected] for any training needs

Learning
1. Conflict of Interest training
It's critical that those who perform any work for a  financial services company learn to recognise and avoid conflicts of interest, particularly with regard to handling personal, financial and family interests, dealing with customers and suppliers, and handling offers of gifts and entertainment.
Is a conflict of interest really bad?document
2. What does conflict of interest mean in my career with regards to my income?
What does conflict of interest mean in my career with regards to my income?document
3. When can a conflict of interest affect you?
When can you say there is a conflict of interest?document
4. Managing a conflict of interest
All conflicts or potential conflicts must be disclosed to the client at the first opportunity
Dealing with a Conflict of Interestdocument
5. Other methods used to stop a Conflict of Interest from developing:
The primary responsibility to stop employees from benfiting unduly from any service or product, lies with the company. How can a company prevent the staff from abusing thier positions?
Good Governance is required by all in a company not just the managers or representatives.document
6. Conclusion to the Conflict of Interest training
Conflict of Interest Assessmentquiz
Conclusiondocument